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RIGHT TO ORGANIZE
BACKGROUND MATERIAL
AFL-CIO
TOOLKIT
The AFL-CIO has a 46-page Toolkit in support of the
“Employee Free Choice Act” and the right to organize including sample
publications, letters to the editor, fact sheets, lobbying techniques,
letters to legislators, op-ed articles, online resources, historical
background and much more available to print out in PDF file at
http://www.bctgm.org/pdf%20files/EFCA%20toolkit.pdf
RESEARCH ON
THE RIGHT TO ORGANIZE
Much of the most important research on the right to organize in the
United States has been done by Prof. Kate Bronfenbrenner director of labor
education research at the New York State School of Industrial and Labor
Relations at Cornell University.
The following are a few quotes from a December 2000 article “Raw Power”
based on her report to the U.S. Trade Deficit Review Commission. The
complete article is available at:
http://multinationalmonitor.org/mm2000/00december/power.html
Not only are individual workers afraid to ask for significant wage
increases, the specter of capital mobility haunts the union organizing
process for unorganized workers and collective bargaining over wages and
benefits for workers already in unions.
The Threat to Close
In a 1996 study commissioned by the Labor Secretariat of the Commission
for Labor Cooperation (NAALC), I found that under the cover of trade
agreements and the need to stay competitive in the global economy, a
majority of employers use the threat of plant closure and capital flight
in organizing drives and at the bargaining table [see "We'll Close!,"
Multinational Monitor, March 1997].
Consistent with the 1993-1995 period, 51 percent of all employers in
1998-1999 made threats to close all or part of the facility if the union
was to win the certification election campaigns.
Employers deliver threats to close plants in a variety of guises and
through varied channels. Forty percent of employers facing union
certification elections in 1998-1999 made veiled verbal threats, while 26
percent made specific unambiguous verbal threats. Thirteen percent of the
employers made veiled written threats and 5 percent of the employers made
specific unambiguous written threats.
Closing Threats Increase
Companies also made direct threats to transfer work to unorganized plants
of the same company, both in the U.S. and abroad, if the union was
successful.
In industries such as manufacturing, communications and wholesale
distribution, where the rate of capital mobility in and out of the country
skyrocketed in the second half of the 1990s, the proportion of
employers making plant-closing threats during organizing campaigns has
risen to more than 70 percent. When combined with other anti-union tactics
of employers, as they are in the overwhelming majority of employer
campaigns, plant-closing threats are extremely effective in undermining
union organizing efforts, even in a context where the majority of workers
in the unit seem predisposed to support the union at the onset of the
organizing campaign.
Thirty years ago, industrial jobs benefited most from tight labor markets
and helped drive the economic expansion. But today workers in these
industries operate in the shadow of the economic boom, sharing in little,
if any, of its fruits. They work ever longer hours in workplaces beset by
serious job injury and health problems, with declining pay, few benefits
and little security.
THE WIDE WORLD OF ANTI-UNION TACTICS
The overwhelming majority of the employers in the 1998-1999 survey sample
aggressively opposed the union’s organizing efforts through a
combination of threats, discharges, promises of improvements, unscheduled
unilateral changes in wages and benefits, bribes, and surveillance.
Individually and in combination, these tactics were extremely effective in
reducing union election win rates.
Discharged for Union Activity
In addition to plant-closing threats, one in every four employers
discharged workers for union activity, while 48 percent made promises
of improvement, 20 percent gave unscheduled wage increases, and 17 percent
made unilateral changes in benefits and working conditions. Sixty-seven
percent of the employers held supervisor one-on-ones with employees at
least weekly, 11 percent promoted union activists out of the unit, 34
percent gave bribes or special favors to those who opposed the union, 31
percent assisted an anti-union committee and 10 percent used electronic
surveillance of union activists during the organizing campaign.
Sixty-two percent of the employers in election campaigns ran anti-union
campaigns using more than five of the tactics listed, and 20 percent of
the employers ran extremely aggressive campaigns using more than 10
tactics. Employers ran no campaign whatsoever against the union in only
3 percent of the campaigns, all of which were won by the union.
HUMAN
RIGHTS WATCH REPORT
“UNFAIR
ADVANTAGE"
A book-length report on U.S. labor practices released by Human
Rights Watch in 2000 found that "workers' freedom of association is
under sustained attack in the United States, and the government is often
failing its responsibility under international human rights standards to
deter such attacks and protect workers' rights."
The following are some quotes from this report – the full text is
available at:
http://www.hrw.org/reports/2000/uslabor/
Many Americans think of workers' organizing, collective bargaining, and
strikes solely as union-versus-management disputes that do not raise human
rights concerns. This report approaches workers' use of these tools as an
exercise of basic rights where workers are autonomous actors, not objects
of unions' or employers' institutional interests. Both historical
experience and a review of current conditions around the world indicate
that strong, independent, democratic trade unions are vital for societies
where human rights are respected. Human rights cannot flourish where
workers' rights are not enforced. Researching workers' exercise of
these rights in different industries, occupations, and regions of the
United States to prepare this report, Human Rights Watch found that
freedom of association is a right under severe, often buckling pressure
when workers in the United States try to exercise it.
Most of Human Rights Watch's investigation, however, deals with workers'
attempts to form unions and bargain with their employers. Forming and
joining a union is a natural response of workers seeking to improve their
working conditions. It is also a natural expression of the human right,
indeed the human need, of association in a common purpose where the only
alternative offered by an impersonal market is quitting a job
Under “Sustained Attack”
The absence of systematic government repression does not mean that workers
in the United States have effective exercise of the right to freedom of
association. On the contrary, workers' freedom of association is under
sustained attack in the United States, and the government is often
failing its responsibility under international human rights standards to
deter such attacks and protect workers' rights.
The cases studied in this report are not isolated exceptions in an
otherwise benign environment for workers' freedom of association. They
reflect a broader pattern confirmed by other researchers and borne out in
nationwide information and statistics.
In the 1950s, for example, workers who suffered reprisals for exercising
the right to freedom of association numbered in the hundreds each year. In
the 1960s, the number climbed into the thousands, reaching slightly over
6,000 in 1969. By the 1990s more than 20,000 workers each year were
victims of discrimination leading to a back-pay order by the NLRB-23,580
in 1998.14 The frequency and growing incidence of workers' rights
violations should cause grave concern among Americans who care about human
rights and social justice.
Enforcement Falls Short
The reality of NLRA enforcement falls far short of its goals. Many
workers who try to form and join trade unions to bargain with their
employers are spied on, harassed, pressured, threatened, suspended, fired,
deported or otherwise victimized in reprisal for their exercise of the
right to freedom of association.
Any employer intent on resisting workers' self-organization can drag out
legal proceedings for years, fearing little more than an order to post a
written notice in the workplace promising not to repeat unlawful conduct
and grant back pay to a worker fired for organizing
Many employers have come to view remedies like back pay for workers
fired because of union activity as a routine cost of doing business, well
worth it to get rid of organizing leaders and derail workers' organizing
efforts. As a result, a culture of near-impunity has taken shape in much
of U.S. labor law and practice.
”Permanent Replacement” Nullifies Rights
U.S. legal doctrine allowing employers to permanently replace workers who
exercise the right to strike effectively nullifies the right. Mutual
support among workers and unions recognized in most of the world as
legitimate expressions of solidarity is harshly proscribed under U.S. law
as illegal secondary boycotts. Labor laws have failed to keep pace with
changes in the economy and new forms of employment relationships creating
millions of part-time, temporary, subcontracted, and otherwise "atypical"
or "contingent" workers whose exercise of the right to freedom of
association is frustrated by the law's inadequacy.
Freedom of association is the bedrock workers' right under
international law on which all other labor rights rest. In the
workplace, freedom of association takes shape in the right of workers to
organize to defend their interests in employment. Most often, workers
organize by forming and joining trade unions. Protection of their right to
organize is an affirmative responsibility of governments to ensure
workers' freedom of association.
Right to Bargain Collectively
The right to bargain collectively stems unbroken from the principle of
freedom of association and the right to organize. Protecting the right to
bargain collectively guarantees that workers can engage their employer in
exchange of information, proposals and dialogue to establish terms and
conditions of employment. It is the means by which fundamental rights
of association move into the real and enduring life of workers and
employers.
In the United States, millions of workers are excluded from coverage by
laws to protect rights of organizing, bargaining, and striking. For
workers who are covered by such laws, recourse for labor rights violations
is often delayed to a point where it ceases to provide redress. When they
are applied, remedies are weak and often ineffective. In a system replete
with all the appearance of legality and due process, workers' exercise of
rights to organize, to bargain, and to strike in the United States has
been frustrated by many employers who realize they have little to fear
from labor law enforcement through a ponderous, delay-ridden legal system
with meager remedial powers.
New Commitment Needed
What is most needed is a new spirit of commitment by the labor law
community and the government to give effect to both international human
rights norms and the still-vital affirmation in the United States' own
basic labor law for full freedom of association for workers. The specific
findings and recommendations that follow should be seen in this broader
context.
"FREE AND
FAIR "
LABOR LAW FAILS
Free and Fair? How Labor Law Fails U.S. Democratic Election Standards
The report investigates how current union election procedures measure
up to U.S. democratic standards. In spite of the presence of secret
ballots, it concludes that union representation elections fall alarmingly
short of living up to the most fundamental tenets of democracy
The full report is available at:
http://www.americanrightsatwork.org/resources/facts/freeandfair.cfm
American Rights at Work commissioned University of Oregon political
scientist Gordon Lafer to investigate how current union election
procedures measure up to U.S. democratic standards. Lafer engaged in a
thorough examination of the political philosophy and published works of
the founders, the historical development of electoral law and
jurisprudence, and current statutes and regulations that define "free and
fair” elections.
Lafer concludes that
union representation elections fall alarmingly short of living up to the
most fundamental tenets of democracy. The inclusion of a secret ballot
does not change the fact that the process as a whole is fundamentally
broken and unfair.
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Based on a Report by
Gordon Lafer, Ph.D., University of Oregon
Produced for American Rights at Work, June 2005
Recent
debates on labor law reform have focused on how we best bring
elections for union representation in line with the norms of U.S.
democracy. One side argues that the current National Labor Relations
Board system must restrict all forms of union recognition to the
process of a secret ballot to safeguard democracy. Others assert that
the secret ballot is not enough to guarantee a free and fair election.
For a
print-friendly summary of the report, click
here (PDF).
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Democratic Elections Standards: |
How Do Union Representation Elections Measure Up? |
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Equal Access to the Media:
Distribution of Competing Viewpoints to Create an Informed
Electorate
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Employees are restricted
from openly disseminating information:
In elections for union representation, employers have monopoly
control of media within the workplace. They can distribute
anti-union information anywhere and at anytime, while pro-union
workers are restricted to posting literature in the break area
during break time. Unions are restricted to distributing
material off-site. |
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Freedom of Speech:
Broad Debate of
Public Issues
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Employees are restricted
from openly expressing their opinions:
Employers are allowed to enforce a total ban on employees
discussing the proposed union outside of the break room. Yet
employers enjoy unfettered communication subjecting employees to
mandatory staff meetings and one-on-one meetings with
supervisors, often with the intent of intimidating those
suspected of supporting union formation. Labor law provides no
equal opportunities for pro-union workers to respond or present
alternative viewpoints. |
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Equal Access to Voters:
Promoting Balanced
Competition & a Level Playing Field
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Employers have greater
access to voters:
Although pro-union workers and union organizers are permitted to
contact workers outside of the workplace, such communication is
exceedingly difficult to arrange. Employers have unilateral
access to employees within the workplace, and can easily contact
them at home. While employers may freely distribute a steady
stream of anti-union correspondence through the mail, pro-union
workers lack access to employee address information until they
can document that 30% of the workforce wants a union. Even
then, employers can legally provide lists with incomplete
information, such as missing zip codes and telephone and
apartment numbers. |
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Voter Coercion:
Restricting Undue Influence
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Employees are not protected
against economic coercion:
Employers and their supervisory personnel exercise considerable
economic leverage over workers, including the discretion to
assign and change work duties, grant raises and promotions, and
control work schedules. Existing statutes prohibit explicit
threats to and bribery of employees. But this leaves ample room
for employers to stop short of that threshold and still conduct
activities designed to thwart union recognition. Workers are
subjected to thinly-veiled threats in the form of ‘predictions’
that choosing to form a union may lead the company to close the
worksite, lose business and make cutbacks. Employers are also
free to make statements like “a union is a declaration of
disloyalty to me personally and an affront to everything the
company stands for.” |
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Timely Implementation of the Voters’ Will:
A Binding System of Regular Elections & Fixed Terms of
Office
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Open-Ended Delays:
In union representation elections workers can face infinite
delays in the implementation of election results. Often times
these lengthy delays are a result of employers taking full
advantage of permissive election guidelines. These guidelines
not only allow the appeals process to drag on for years, but
mandate that the workplace be governed as if employees voted
against organizing for the duration of the appeals process. |
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Campaign Finance Regulation:
Promoting a Competitive Environment & a Level Playing Field
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Virtually no regulation of
election spending:
In union representation elections, anti-union employers have
access to resources that few unions can ever hope to match, such
as on-the-clock meetings, the use of company property and
equipment, and converting supervisors to anti-union campaign
staff. In addition, U.S. labor law provides no financial
limitation and alarmingly little in the way of reporting
requirements for expenditures during the course of a union
recognition election. |
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PROBLEMS OF ORGANIZING WAL-MART
Trying to Organize Wal-Mart
Since 1999 the United Food and Commercial Workers and other unions
have filed more than 300 charges against Wal-Mart with the NLRB, accusing
the company of, among other transgressions, firing employees for suspected
union activity in violation of the Wagner Act.
In April, the UFCW threw in the towel and decided to start from
scratch. Instead of seeking to organize workers store by store, it
launched WakeUpWalMart.com, a public awareness campaign designed to
educate the public about Wal-Mart's business impact and negative community
effects. A coalition led by SEIU, Democracy for America and the Sierra
Club has launched a similar project called WalMartWatch.com.
Now No Right to Organize
Because there's been so much focus on Wal-Mart's misdeeds, it's easy
to surmise that the company is a kind of outlier, and that the rest of
corporate America would never stoop to such techniques. This is simply not
the case. "The right to organize in the United States is on the verge
of extinction," says Andy Levin, director of the AFL-CIO's Voices@Work
campaign. "Wal-Mart's not a bad apple--it's the very symbol of a rotten
system."
A book-length report on U.S. labor practices released by Human
Rights Watch in 2000 (see quotes and source web link above) found that
"workers' freedom of association is under sustained attack in the United
States, and the government is often failing its responsibility under
international human rights standards to deter such attacks and protect
workers' rights."
Employers don't have to break the law to be effective. They can
legally require supervisors to actively campaign against the union upon
pain of termination and they can require employees to attend one-on-one
pressure sessions with their bosses. "No other industrialized democracy
allows this," says Levin.
No Punitive Damages
But even if they do break the law there are no punitive damages or
large fines. In fact, employers simply have to give back pay minus what
the fired employee was making at his or her subsequent job.
"Many employers have come to view remedies like back pay for workers
fired because of union activity as a routine cost of doing business," says
the Human Rights Watch report. "As a result, a culture of near-impunity
has taken shape in much of U.S. labor law and practice."
For several years, Levin and others at the AFL-CIO have been
attempting to build support for legislation that would chip away at this
"culture of near-impunity." The Employee Free Choice Act, which currently
has more than 204 sponsors in the House and 40 in the Senate, would
legally recognize a bargaining unit if a simple majority of workers signed
a card endorsing unionization.
Binding Arbitration
It would also create binding arbitration for the first contract a
newly certified union negotiates, and increase penalties for employer
violations. Similar legislation has come close to passing in the past, but
has often fallen victim to filibusters from corporate friendly senators.
Such legislation isn't necessary in countries where workers' rights
are already protected. In Germany, Wal-Mart has bought out several stores
that were already unionized, and they have stayed unionized. Since
Wal-Mart isn't in the charity business, it's safe to assume those stores
are quite profitable. In the film, Greenwald interviews workers there who
proudly speak of health benefits and six weeks of paid vacation. One woman
says she doesn't understand--why can't her American colleagues form a
union?
RIGHT TO ORGANIZE
CONGRESSIONAL AND STATE ACTION
The “Employee Free Choice Act” has been filed and has many co-sponsors
in Congress. To find out more use the links below or see
www.americanrightsatwork.org
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EMPLOYEE FREE CHOICE ACT
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N.J. Governor Signs Majority Sign-Up Bill
On July 19, acting New Jersey Governor Richard Codey (D) signed into
law a bill that grants workers who are not covered by the National Labor
Relations Act the right to form unions through a majority sign-up, or
card-check, procedure.
Like the majority sigh-up provision in the Employee Free Choice Act,
the New Jersey legislation allows workers to exercise their right to form
a union without the lengthy campaigns of fear and intimidation that
regularly occur during NLRB elections. Under majority sign-up, workers
win union representation once a majority signs authorization cards stating
their support for the union.
Despite opposition from business groups, the legislation passed both
the state Assembly and the state Senate with bipartisan support.
Iowa Home Care Workers Win Voice
Just 11 days after Iowa Gov. Tom Vilsack granted collective bargaining
rights to home care workers, 2,500 home care workers in the state won
union representation with AFSCME through a majority sign-up procedure on
July 15. A majority of the workers—who previously were considered
independent contractors—signed authorization cards stating their desire
for union representation. A neutral third party verified the workers’
choice.
The home care workers do the same work as workers in state-run
facilities—caring for the elderly and people with disabilities—and are
paid with public funds. But unlike the state workers, the home care
workers provide care in their clients’ homes. The home care workers
currently do not receive health care, holiday pay, sick leave or other
benefits.
With their new union, Iowa home care workers are looking forward to
winning some of these benefits, as well as the respect for which they have
been fighting.
WASHINGTON POST – (Editorial) excerpt July 31, 2005
It's essential, in a free society, that unions should get a chance
to make their case, and the decision on whether to join must belong with
the workers.
This is where there is a legitimate concern for policymakers.
Employers can block union attempts to organize by using tactics that are
illegal or at least undesirable. They can fire workers who favor a
union; this is against the law, but the penalties are tiny. They can
intimidate workers while staying within the law; a supervisor can summon a
worker to a one-on-one meeting to discuss the dangers of unions, and then
do so again the next day and the next day. Meanwhile employees can be
legally banned from mentioning the possibility of a union during work
hours.
Congress needs to revisit the law to make it tougher on employers.
At present, the National Labor Relations Board, which is charged with
hearing allegations of unfair labor practices, can take years to
adjudicate cases of unfair dismissal, and all a worker can hope to receive
is part of his back pay plus an unappetizing chance to return to the
employer that fired him. The labor board has some latitude to increase
compensation, which it should use. But to deter strong-arm employer
tactics, punitive awards are required, and this means new legislation.
Equally, workplace votes on establishing a union ought to be fairer. If
managers call a meeting to explain the downside of unions, a labor
representative must get a chance to make the contrary argument; workers
should be allowed to discuss the choice among themselves without fear of
dismissal.
In a modern economy, unions may be destined to dwindle. But the
dwindling should reflect free choices of workers, not intimidation.
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